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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 51-60 out of 135 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Virginia Tanner Harriett1062705106/12/2012Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
John Vincent Blanchard2496524206/11/2012Customer DisputeSettled$170,000.00$0.00See FINRA Report
Ryan Matthew Day30634381104/26/2012Customer DisputeSettled$500,000.00$0.00See FINRA Report
Brian Douglas Alchermes5782541303/29/2012Customer DisputeDenied$9,000.00$0.00See FINRA Report
Donald M Jereb1320689303/15/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Mitchell Thomas Melan2507092203/15/2012Customer DisputeSettled$8,835.00$0.00See FINRA Report
Neal Anthony Kloke4852676110/24/2011Customer DisputeAward / Judgment$50,000.00$10,300.00See FINRA Report
George Harrison Simser1607883210/04/2011Customer DisputeSettled$0.00$0.00See FINRA Report
Frank Zoltanski868623410/04/2011Customer DisputeSettled$150,000.00$0.00See FINRA Report
Lesta Gail Andersen1527215209/07/2011Customer DisputeSettled$10,267.60$0.00See FINRA Report

135 Results

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