Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Valerie Ann Visconti | 2891333 | 1 | 03/14/2013 | Customer Dispute | Closed-No Action | $15,106.00 | $0.00 | See FINRA Report |
| Ronald Howard Bernstein | 2288701 | 1 | 02/12/2013 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |
| Matthew Edward Herman | 4686382 | 4 | 01/14/2013 | Customer Dispute | Denied | $350,000.00 | $0.00 | See FINRA Report |
| Mark Ronsini | 1647834 | 1 | 12/19/2012 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Larry Monroe McCoy | 2657085 | 3 | 11/15/2012 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Alan Edward Yanowitz | 2122061 | 2 | 10/04/2012 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Miriam Alcott Percy | 3053816 | 1 | 08/30/2012 | Customer Dispute | Denied | $31,675.90 | $0.00 | See FINRA Report |
| Donald M Jereb | 1320689 | 3 | 08/24/2012 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Mark John Dunn | 4279005 | 7 | 08/16/2012 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 07/02/2012 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |