Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Louis Anthony Deppas | 1779324 | 1 | 04/24/2015 | Customer Dispute | Denied | $52,500.00 | $0.00 | See FINRA Report |
| Donal Christopher McGuire | 2233911 | 2 | 11/15/2014 | Customer Dispute | Closed-No Action | $27,176.90 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 01/24/2014 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Deidre Mae Fernald | 4992600 | 1 | 01/13/2014 | Customer Dispute | Settled | $5,390.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 11/12/2013 | Customer Dispute | Denied | $17,250.00 | $0.00 | See FINRA Report |
| James Clark Dunn | 4647547 | 1 | 09/19/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gordon Charles Bitler | 1019763 | 3 | 09/19/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Ryan Matthew Day | 3063438 | 11 | 07/15/2013 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Thomas Jerome Wolf | 832924 | 1 | 04/30/2013 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Barbara Ann Muza | 1371588 | 1 | 03/25/2013 | Customer Dispute | Denied | $65,000.00 | $0.00 | See FINRA Report |