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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 135 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jason Bourgo4543554210/15/2019Customer DisputeDenied$40,335.10$0.00See FINRA Report
Michael E Tracz5566190109/19/2019Customer DisputeSettled$0.00$0.00See FINRA Report
Shashi Mehrotra2640875104/29/2019Customer DisputeSettled$22,000.00$0.00See FINRA Report
Patrick Joseph Reilley2252392102/27/2019Customer DisputeDenied$18,716.10$0.00See FINRA Report
Thomas H Watkins1068013111/23/2018Customer DisputeClosed-No Action$2,000,000.00$0.00See FINRA Report
Michael L Renner2413105211/15/2018Customer DisputeSettled$20,000.00$0.00See FINRA Report
Matthew Edward Herman4686382410/04/2018Customer DisputeDenied$52,000.00$0.00See FINRA Report
John Vincent Blanchard2496524207/23/2018Customer DisputeDenied$0.00$0.00See FINRA Report
Ronald Robert Covington1328039607/06/2018Customer DisputeDenied$10,757.00$0.00See FINRA Report
Joseph Valdes3059653212/21/2017Customer DisputeSettled$4,810.38$0.00See FINRA Report

135 Results

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