Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jason Bourgo | 4543554 | 2 | 10/15/2019 | Customer Dispute | Denied | $40,335.10 | $0.00 | See FINRA Report |
Michael E Tracz | 5566190 | 1 | 09/19/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Shashi Mehrotra | 2640875 | 1 | 04/29/2019 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
Patrick Joseph Reilley | 2252392 | 1 | 02/27/2019 | Customer Dispute | Denied | $18,716.10 | $0.00 | See FINRA Report |
Thomas H Watkins | 1068013 | 1 | 11/23/2018 | Customer Dispute | Closed-No Action | $2,000,000.00 | $0.00 | See FINRA Report |
Michael L Renner | 2413105 | 2 | 11/15/2018 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
Matthew Edward Herman | 4686382 | 4 | 10/04/2018 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
John Vincent Blanchard | 2496524 | 2 | 07/23/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Ronald Robert Covington | 1328039 | 6 | 07/06/2018 | Customer Dispute | Denied | $10,757.00 | $0.00 | See FINRA Report |
Joseph Valdes | 3059653 | 2 | 12/21/2017 | Customer Dispute | Settled | $4,810.38 | $0.00 | See FINRA Report |