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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 111-120 out of 135 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Julian Liotine2047235211/21/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Gordon Charles Bitler1019763311/21/2003Customer DisputeClosed-No Action$5,407.00$0.00See FINRA Report
Roger Kent Myers1069493110/08/2003Customer DisputeDenied$45,000.00$0.00See FINRA Report
Khai Cong Le3256068203/06/2003Customer DisputeDenied$17,000.00$0.00See FINRA Report
Thomas Robert Lanton1020366101/29/2003Customer DisputeDenied$36,476.90$0.00See FINRA Report
Jonathan Hare Wilt1399796301/17/2003Customer DisputeDenied$15,000.00$0.00See FINRA Report
George Harrison Simser1607883210/25/2002Customer DisputeSettled$16,000.00$0.00See FINRA Report
Khai Cong Le3256068209/03/2002Customer DisputeSettled$10,000.00$0.00See FINRA Report
Julian Liotine2047235208/07/2002Customer DisputeSettled$200,000.00$0.00See FINRA Report
Frank Anthony Preziuso3188203104/03/2002Customer DisputeSettled$5,000.00$0.00See FINRA Report

135 Results

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