Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Julian Liotine | 2047235 | 2 | 11/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Gordon Charles Bitler | 1019763 | 3 | 11/21/2003 | Customer Dispute | Closed-No Action | $5,407.00 | $0.00 | See FINRA Report |
Roger Kent Myers | 1069493 | 1 | 10/08/2003 | Customer Dispute | Denied | $45,000.00 | $0.00 | See FINRA Report |
Khai Cong Le | 3256068 | 2 | 03/06/2003 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
Thomas Robert Lanton | 1020366 | 1 | 01/29/2003 | Customer Dispute | Denied | $36,476.90 | $0.00 | See FINRA Report |
Jonathan Hare Wilt | 1399796 | 3 | 01/17/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
George Harrison Simser | 1607883 | 2 | 10/25/2002 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
Khai Cong Le | 3256068 | 2 | 09/03/2002 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Julian Liotine | 2047235 | 2 | 08/07/2002 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
Frank Anthony Preziuso | 3188203 | 1 | 04/03/2002 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |