Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Matthew Day | 3063438 | 11 | 04/11/2005 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
| Mark John Dunn | 4279005 | 7 | 03/31/2005 | Customer Dispute | Denied | $215,000.00 | $0.00 | See FINRA Report |
| Lynn Edward Balch | 1315292 | 3 | 01/03/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael L Renner | 2413105 | 2 | 11/04/2004 | Customer Dispute | Denied | $52,000.00 | $0.00 | See FINRA Report |
| Richard Allen Carnes | 2239976 | 1 | 10/13/2004 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Ronald Robert Covington | 1328039 | 6 | 10/04/2004 | Customer Dispute | Award / Judgment | $41,000.00 | $24,432.40 | See FINRA Report |
| Richard Charles Tardosky | 2362710 | 1 | 06/24/2004 | Customer Dispute | Closed-No Action | $6,163.00 | $0.00 | See FINRA Report |
| Karena Irene Schwenk | 2909678 | 1 | 05/03/2004 | Customer Dispute | Closed-No Action | $200.00 | $0.00 | See FINRA Report |
| Carl Thomas Thoenen | 2273176 | 2 | 04/06/2004 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
| Carl Thomas Thoenen | 2273176 | 2 | 03/16/2004 | Customer Dispute | Settled | $61,110.70 | $0.00 | See FINRA Report |