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FINRA Broker Disclosures for Lincoln Investment

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.

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Displaying 11-16 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Ryan Matthew Day30634381104/11/2005Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Richard Charles Tardosky2362710106/24/2004Customer DisputeClosed-No Action$6,163.00$0.00See FINRA Report
Karena Irene Schwenk2909678105/03/2004Customer DisputeClosed-No Action$200.00$0.00See FINRA Report
Carl Thomas Thoenen2273176204/06/2004Customer DisputeClosed-No Action$28,000.00$0.00See FINRA Report
Gordon Charles Bitler1019763311/21/2003Customer DisputeClosed-No Action$5,407.00$0.00See FINRA Report
George Raymond Goodroe2652980103/16/1998Customer DisputeClosed-No Action$15,000.00$0.00See FINRA Report

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