Our Staff has compiled our research into a database of FINRA Broker Disclosures for Lincoln Investment. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Ryan Matthew Day | 3063438 | 11 | 04/11/2005 | Customer Dispute | Closed-No Action | $25,000.00 | $0.00 | See FINRA Report |
Richard Charles Tardosky | 2362710 | 1 | 06/24/2004 | Customer Dispute | Closed-No Action | $6,163.00 | $0.00 | See FINRA Report |
Karena Irene Schwenk | 2909678 | 1 | 05/03/2004 | Customer Dispute | Closed-No Action | $200.00 | $0.00 | See FINRA Report |
Carl Thomas Thoenen | 2273176 | 2 | 04/06/2004 | Customer Dispute | Closed-No Action | $28,000.00 | $0.00 | See FINRA Report |
Gordon Charles Bitler | 1019763 | 3 | 11/21/2003 | Customer Dispute | Closed-No Action | $5,407.00 | $0.00 | See FINRA Report |
George Raymond Goodroe | 2652980 | 1 | 03/16/1998 | Customer Dispute | Closed-No Action | $15,000.00 | $0.00 | See FINRA Report |