Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jorge Fortune | 7490654 | 1 | 04/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Moos | 7344612 | 5 | 03/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Nichols | 4699651 | 1 | 03/24/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Arthur Jacob | 3015303 | 9 | 03/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Deana Rose Kani | 7196028 | 1 | 03/23/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael William Brown | 6912457 | 3 | 03/20/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nazleen B Tharani | 7191072 | 6 | 03/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francesco Toia | 6573435 | 3 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |