Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan Michael Perretta | 4396241 | 1 | 04/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eduardo Vianna Guimaraes | 7728165 | 1 | 04/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawn Robert Fischer | 1959808 | 4 | 04/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Shawn Robert Fischer | 1959808 | 4 | 04/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Leizl Manapsal Lacida | 6393273 | 1 | 04/11/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Colleen Island Mateo | 7283184 | 1 | 04/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Eduardo Padilla | 7493587 | 2 | 04/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Sven Anderson | 2918978 | 2 | 04/04/2024 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Analyn Megison | 7364432 | 3 | 04/04/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin James Donohew | 7727461 | 1 | 04/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |