Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cara Jaclyn Archer | 7188454 | 2 | 05/21/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Baker McCluskey | 6147452 | 1 | 05/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Roland Eric Robles | 6434923 | 1 | 05/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael R Taff | 6951740 | 4 | 05/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Erik Bates | 7818743 | 1 | 05/03/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Guy Radford Walker | 2118391 | 7 | 05/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Nicholas Fabrizio | 5242603 | 2 | 04/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neilton G Moreira | 4038798 | 1 | 04/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawnee L Barlow | 4316758 | 11 | 04/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Jett | 7381689 | 2 | 04/22/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |