Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam David Herzing | 5448024 | 2 | 11/02/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justin Michael Lerette | 6359913 | 2 | 10/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luis Antonio Navarro Vazquez | 6740567 | 1 | 10/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 10/25/2022 | Customer Dispute | Settled | $5,896.32 | $0.00 | See FINRA Report |
| Everton Mark Lewis | 2469780 | 13 | 10/25/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Baron Jacobs | 7382731 | 1 | 10/20/2022 | Customer Dispute | Settled | $211,123.00 | $0.00 | See FINRA Report |
| Michael William Brown | 6912457 | 2 | 10/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cynthia Ann Barreira | 6158367 | 1 | 10/17/2022 | Customer Dispute | Pending | $175,000.00 | $0.00 | See FINRA Report |
| Rosa Melkonyan | 5016307 | 1 | 10/14/2022 | Customer Dispute | Denied | $48,667.60 | $0.00 | See FINRA Report |
| Elinar Deghbashyan | 6199666 | 1 | 10/14/2022 | Customer Dispute | Denied | $48,667.60 | $0.00 | See FINRA Report |