Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Olson | 1241444 | 1 | 01/26/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Lee Dietz | 1245689 | 2 | 12/22/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Barry Montville | 1082672 | 1 | 04/30/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Pierre Mysliwiec | 4055827 | 1 | 03/12/1974 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Armando Valencia | 1618539 | 3 | 09/08/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Theodore Alexander | 1086077 | 6 | 04/10/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Francis Leonard Settanni | 1093652 | 1 | 03/11/1972 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dale Lee Brummer | 2084241 | 1 | 12/18/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| J Armando Valencia | 1618539 | 3 | 05/25/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Louis Theodore Alexander | 1086077 | 6 | 12/19/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |