Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arnel Tan Quintans | 2174999 | 1 | 01/01/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Monty Alan Alspaugh | 4201153 | 6 | 11/17/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 06/02/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 05/09/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward James Kelly | 2017986 | 4 | 05/04/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 11/23/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Rose | 2557830 | 2 | 09/02/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rudy Pope | 4085371 | 1 | 02/23/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bruce Alan Ensall | 863449 | 1 | 01/21/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 10/30/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |