Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Eric Mendez | 7503090 | 1 | 11/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert J Covello | 2602341 | 5 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Khushvinder Pal Singh | 2925087 | 4 | 11/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Charles Dye | 1067756 | 2 | 11/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Duane Johnson | 3126357 | 1 | 11/15/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincent Kin Ming Chan | 3019411 | 1 | 11/10/2022 | Customer Dispute | Denied | $23,000.00 | $0.00 | See FINRA Report |
| Lee Alan Kitzenberg | 4534245 | 4 | 11/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas James Paolicelli | 5988745 | 3 | 11/09/2022 | Customer Dispute | Settled | $8,304.25 | $0.00 | See FINRA Report |
| Vincent William Cartelli | 1523893 | 2 | 11/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Jay Schechter | 4496417 | 1 | 11/02/2022 | Customer Dispute | Pending | $145,009.00 | $0.00 | See FINRA Report |