Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Edward Reich | 6066301 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stanley Schofield | 6255312 | 1 | 07/17/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Isaac Arensberg | 4199039 | 1 | 07/16/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Thomas Gyumolcs | 7711464 | 2 | 07/12/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brady James Muir | 2445186 | 4 | 07/11/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Moos | 7344612 | 5 | 07/11/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Louis Payne | 2160235 | 1 | 07/01/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brady James Muir | 2445186 | 4 | 06/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Micah Goatley | 7299511 | 6 | 06/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mandeep Bajwa | 6095057 | 1 | 06/25/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |