Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Christopher Keene | 6943145 | 1 | 10/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dylan Diedrich | 6902341 | 1 | 10/03/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony James Taylor | 3084444 | 1 | 09/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jesse Roberts-Castaneda | 7544002 | 1 | 09/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Diflorio | 5643853 | 1 | 09/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Janis | 5137100 | 2 | 09/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dean Marlin | 1819579 | 7 | 09/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Stenson | 7098769 | 1 | 09/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Gyumolcs | 7711464 | 2 | 09/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 09/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |