Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Glenn Westberg | 1879019 | 2 | 10/19/2023 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Ashley Brooke Blume | 6579583 | 1 | 10/19/2023 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Theopolis Jamaal Powell | 7059530 | 6 | 10/19/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Christopher Anuszkiewicz | 6747498 | 3 | 10/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Christopher Anuszkiewicz | 6747498 | 3 | 10/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Melvin Ronaldo Jenkins | 2978702 | 6 | 10/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Cara Jaclyn Archer | 7188454 | 2 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Warren Littlefield | 1904208 | 1 | 10/09/2023 | Customer Dispute | Closed-No Action | $23,511.00 | $0.00 | See FINRA Report |
| Ralph Edward Thompson | 5766566 | 1 | 10/09/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Pierre Manson | 5735488 | 6 | 10/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |