Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Craig Roesler | 2796791 | 1 | 11/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Nguyen | 7700333 | 2 | 11/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William Andrew Johnstone | 2954128 | 4 | 11/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Lois Frazier | 6985911 | 2 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvin Ronaldo Jenkins | 2978702 | 6 | 10/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Melvin Ronaldo Jenkins | 2978702 | 6 | 10/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Reie Levi | 5987230 | 1 | 10/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myron Mailo | 5041595 | 2 | 10/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Damon | 4501030 | 4 | 10/24/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rakesh Raj Bansal | 2169184 | 3 | 10/20/2023 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |