Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Edward Leisle | 6153665 | 1 | 01/08/2024 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eric Pierre Manson | 5735488 | 6 | 01/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randal Keith Knight | 4564798 | 1 | 01/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter J Thompson | 5134436 | 2 | 01/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Myron Mailo | 5041595 | 2 | 01/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathon Frey | 6532555 | 1 | 12/26/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jason Peter Odstrcil | 4743964 | 4 | 12/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brady James Muir | 2445186 | 4 | 12/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jesus Vega | 7252749 | 2 | 12/13/2023 | Customer Dispute | Settled | $27,500.00 | $0.00 | See FINRA Report |
| Jason Peter Odstrcil | 4743964 | 4 | 12/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |