Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Jeremiah Cronin | 1031806 | 1 | 06/27/2002 | Customer Dispute | Withdrawn | $19,250.80 | $0.00 | See FINRA Report |
| Jesse Paul Crispe | 2562512 | 4 | 04/27/2001 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |
| Simon Moses Kepecs | 1092793 | 2 | 09/20/2000 | Customer Dispute | Withdrawn | $226,502.00 | $0.00 | See FINRA Report |
| Evelyn Monping Tai | 2835127 | 2 | 10/19/1998 | Customer Dispute | Withdrawn | $10,000.00 | $0.00 | See FINRA Report |