Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Innsun Lee | 3045182 | 1 | 07/20/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Sean Michael Starling | 4424468 | 1 | 07/16/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Louis Lee Bayhi | 1374127 | 2 | 06/29/2020 | Customer Dispute | Settled | $11,002.00 | $0.00 | See FINRA Report |
Kerry B Beslin | 4053894 | 1 | 06/29/2020 | Customer Dispute | Settled | $11,002.00 | $0.00 | See FINRA Report |
Gobind Chuharmal Hemnani | 1227286 | 1 | 06/02/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Cody Samuel Greene | 6991281 | 1 | 04/24/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jim P Massung | 4603730 | 1 | 04/20/2020 | Customer Dispute | Settled | $15,931.00 | $0.00 | See FINRA Report |
Brent Aaron Miller | 3235039 | 1 | 04/10/2020 | Customer Dispute | Settled | $5,724.70 | $0.00 | See FINRA Report |
Scotty Hendricks | 6303513 | 2 | 03/20/2020 | Customer Dispute | Settled | $23,014.00 | $0.00 | See FINRA Report |
Robert Paul Ducato | 1156455 | 3 | 02/18/2020 | Customer Dispute | Settled | $1,355.00 | $0.00 | See FINRA Report |