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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 81-90 out of 448 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Michael Innsun Lee3045182107/20/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Sean Michael Starling4424468107/16/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Louis Lee Bayhi1374127206/29/2020Customer DisputeSettled$11,002.00$0.00See FINRA Report
Kerry B Beslin4053894106/29/2020Customer DisputeSettled$11,002.00$0.00See FINRA Report
Gobind Chuharmal Hemnani1227286106/02/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Cody Samuel Greene6991281104/24/2020Customer DisputeSettled$0.00$0.00See FINRA Report
Jim P Massung4603730104/20/2020Customer DisputeSettled$15,931.00$0.00See FINRA Report
Brent Aaron Miller3235039104/10/2020Customer DisputeSettled$5,724.70$0.00See FINRA Report
Scotty Hendricks6303513203/20/2020Customer DisputeSettled$23,014.00$0.00See FINRA Report
Robert Paul Ducato1156455302/18/2020Customer DisputeSettled$1,355.00$0.00See FINRA Report

448 Results

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