Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Wesley Morris | 4132881 | 2 | 01/19/2021 | Customer Dispute | Settled | $7,756.34 | $0.00 | See FINRA Report |
| Anthony Cancela | 2398245 | 4 | 12/03/2020 | Customer Dispute | Settled | $9,912.00 | $0.00 | See FINRA Report |
| Timothy Robert Corbett | 1406551 | 2 | 10/30/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Kamka Nethen | 6602828 | 1 | 10/19/2020 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Janine Marie Ruland | 4969604 | 3 | 09/29/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Bradley Humbarger | 4294223 | 4 | 08/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Bradley Humbarger | 4294223 | 4 | 08/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Bradley Humbarger | 4294223 | 4 | 08/13/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Logan Ostrander | 2442492 | 1 | 08/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy L Jaggi | 4797269 | 1 | 08/05/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |