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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 448 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Bruce Edward Dowell2282070707/15/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Tara Cole Ellis5058128207/02/2021Customer DisputeSettled$34,106.60$0.00See FINRA Report
Carl H Ishikawa2004793406/28/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Edward Elliott Obrien1721241106/09/2021Customer DisputeSettled$9,500.00$0.00See FINRA Report
Mark Livingston Gardner1170660106/08/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Victoria Lucrecia Staudinger5099697104/30/2021Customer DisputeSettled$1,440,830.00$0.00See FINRA Report
Carl H Ishikawa2004793404/01/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Blaine Kristopher Johnson5587927203/30/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Loann Christine Thompson3079752203/23/2021Customer DisputeSettled$0.00$0.00See FINRA Report
Craig Aloysius Lafferty1388500603/01/2021Customer DisputeSettled$0.00$0.00See FINRA Report

448 Results

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