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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 441-448 out of 448 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Roy Eugene Henry1112438106/01/1994Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Raymond Gernigin1098476803/03/1994Customer DisputeSettled$0.00$0.00See FINRA Report
James Russell Zent476304202/09/1994Customer DisputeSettled$112,115.00$0.00See FINRA Report
Robert Appleton Hodgkiss2124494210/13/1993Customer DisputeSettled$10,000.00$0.00See FINRA Report
George James Costakis54838305/25/1993Customer DisputeSettled$907,358.00$0.00See FINRA Report
Larry Len Voss1272574103/01/1993Customer DisputeSettled$0.00$0.00See FINRA Report
Dennis George Poulos1113259511/18/1992Customer DisputeSettled$97,000.00$0.00See FINRA Report
James Peter Healy1255975103/31/1988Customer DisputeSettled$20,000.00$0.00See FINRA Report

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