Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Daniel Sternberg | 2472633 | 1 | 04/11/1996 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert Charles Dye | 1067756 | 1 | 03/04/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Rae Fengler | 1182522 | 1 | 03/04/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Gernigin | 1098476 | 8 | 02/15/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jose Angel Narvaez | 2395846 | 1 | 11/28/1995 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Dean Bogle | 1324246 | 3 | 09/27/1995 | Customer Dispute | Settled | $21,471.30 | $0.00 | See FINRA Report |
| Marlyn Leroy McClain | 325415 | 4 | 06/29/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Patrick John Alexander | 1703054 | 1 | 05/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Richard Brida | 1067835 | 3 | 10/01/1994 | Customer Dispute | Settled | $36,353.30 | $0.00 | See FINRA Report |
| Gregg Alan Riddle | 1205812 | 2 | 09/01/1994 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |