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FINRA Broker Disclosures for NYLife Securities LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.

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Displaying 421-430 out of 448 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Anthony Cancela2398245412/02/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Raymond Gernigin1098476806/11/1997Customer DisputeSettled$50,000.00$0.00See FINRA Report
Ronald Dean Price1110179204/29/1997Customer DisputeSettled$3,000,000.00$0.00See FINRA Report
Girish Mohanlal Shah1202311103/27/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Gordon Miles Paul1182154112/15/1996Customer DisputeSettled$30,000.00$0.00See FINRA Report
Michael Raymond Gernigin1098476809/17/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Lance Eric Gillman1262733309/16/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Michael Raymond Gernigin1098476807/25/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Nicholas James Smaldino1182538206/21/1996Customer DisputeSettled$10,471.30$0.00See FINRA Report
Michael Raymond Gernigin1098476805/29/1996Customer DisputeSettled$0.00$0.00See FINRA Report

448 Results

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