Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Roch Foley | 1199322 | 1 | 09/23/2002 | Customer Dispute | Settled | $11,600.00 | $0.00 | See FINRA Report |
| Tema Lurie Steele | 1208684 | 3 | 09/02/2002 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |
| Christopher Wells Battersby | 1704836 | 1 | 05/24/2002 | Customer Dispute | Settled | $113,886.00 | $0.00 | See FINRA Report |
| Alice Gail Gabrelian | 1266490 | 1 | 05/10/2002 | Customer Dispute | Settled | $13,882.20 | $0.00 | See FINRA Report |
| Francis Joseph Vlock | 828638 | 3 | 02/14/2002 | Customer Dispute | Settled | $34,451.30 | $0.00 | See FINRA Report |
| Anthony Dean Orizotti | 1828725 | 1 | 10/10/2001 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Jacqueline C Otto | 4291995 | 2 | 10/10/2001 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| George Paul Stark | 2310424 | 3 | 08/20/2001 | Customer Dispute | Settled | $671,488.00 | $0.00 | See FINRA Report |
| Louis Mark Prosser | 2142896 | 1 | 07/18/2001 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Derek Eustace Bartkow | 2698232 | 4 | 05/07/2001 | Customer Dispute | Settled | $91,300.00 | $0.00 | See FINRA Report |