Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Richard Brida | 1067835 | 3 | 10/05/2004 | Customer Dispute | Settled | $37,600.00 | $0.00 | See FINRA Report |
| Bruce Hal Feldman | 2872417 | 3 | 10/05/2004 | Customer Dispute | Settled | $12,716.00 | $0.00 | See FINRA Report |
| Dennis Deane Carlton | 1111968 | 1 | 08/30/2004 | Customer Dispute | Settled | $1,973.09 | $0.00 | See FINRA Report |
| Jason Richard Lezark | 2815543 | 1 | 06/29/2004 | Customer Dispute | Settled | $255,000.00 | $0.00 | See FINRA Report |
| Serge Tinovsky | 2423709 | 2 | 06/17/2004 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Susan Marie Blood | 2382263 | 1 | 06/16/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tanya Schreiber Hammersmith | 2206475 | 1 | 06/16/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lester Allan Gee | 1139746 | 6 | 04/19/2004 | Customer Dispute | Settled | $41,661.90 | $0.00 | See FINRA Report |
| Robert Paul Ducato | 1156455 | 3 | 04/16/2004 | Customer Dispute | Settled | $29,968.00 | $0.00 | See FINRA Report |
| Bruce Edward Dowell | 2282070 | 7 | 02/18/2004 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |