Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Lee Breitbord | 1136087 | 4 | 10/23/2005 | Customer Dispute | Settled | $17,223.00 | $0.00 | See FINRA Report |
| Travis K Skiles | 4229048 | 2 | 10/17/2005 | Customer Dispute | Settled | $6,523.00 | $0.00 | See FINRA Report |
| Sidney Lewis Seligstein | 1949131 | 1 | 06/22/2005 | Customer Dispute | Settled | $138,849.00 | $0.00 | See FINRA Report |
| Douglas William Pelz | 3244182 | 1 | 03/24/2005 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Kenneth Richard Bakula | 1016897 | 3 | 02/17/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elizabeth Farringer Kartman | 1241456 | 1 | 02/15/2005 | Customer Dispute | Settled | $7,000,000.00 | $0.00 | See FINRA Report |
| Guillermo Cintron | 4506705 | 3 | 11/18/2004 | Customer Dispute | Settled | $10,003.70 | $0.00 | See FINRA Report |
| Rudy A Barrera | 4498248 | 4 | 11/08/2004 | Customer Dispute | Settled | $21,021.80 | $0.00 | See FINRA Report |
| Thomas Arthur Drynan | 2173401 | 1 | 10/22/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eugene Michael Gillmor | 4559439 | 2 | 10/18/2004 | Customer Dispute | Settled | $1,985.12 | $0.00 | See FINRA Report |