Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dexter Sinclair Johnson | 4374894 | 4 | 07/18/2006 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Thomas Michael Halus | 1199348 | 1 | 07/12/2006 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Patrick Dane Miller | 1177133 | 3 | 05/15/2006 | Customer Dispute | Settled | $31,571.00 | $0.00 | See FINRA Report |
| Dusty Gene Woods | 3134252 | 2 | 05/10/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard James Werner | 855716 | 2 | 05/01/2006 | Customer Dispute | Settled | $5,327.22 | $0.00 | See FINRA Report |
| Michael Ward McConnell | 1986000 | 1 | 04/11/2006 | Customer Dispute | Settled | $54,000.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Beebe | 2365629 | 2 | 03/14/2006 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 02/13/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Walton | 4698105 | 1 | 12/21/2005 | Customer Dispute | Settled | $70,669.00 | $0.00 | See FINRA Report |
| Ryan Joseph Ferguson | 3230680 | 2 | 10/26/2005 | Customer Dispute | Settled | $107,040.00 | $0.00 | See FINRA Report |