Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Wayne Lewis | 1219546 | 4 | 04/09/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Lewis | 1219546 | 4 | 04/05/2007 | Customer Dispute | Settled | $20,252.60 | $0.00 | See FINRA Report |
| James Allen Kaniper | 1232631 | 2 | 04/02/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Stephen Andrew Somogyi | 1199184 | 3 | 03/26/2007 | Customer Dispute | Settled | $9,193.98 | $0.00 | See FINRA Report |
| Greg Garcia Dolojan | 1333345 | 1 | 02/14/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Lewis | 1219546 | 4 | 01/09/2007 | Customer Dispute | Settled | $57,000.00 | $0.00 | See FINRA Report |
| David Francis Keefe | 2355041 | 3 | 12/04/2006 | Customer Dispute | Settled | $6,887.58 | $0.00 | See FINRA Report |
| Joseph Hong Doo Lee | 1178138 | 4 | 11/20/2006 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| David Francis Keefe | 2355041 | 3 | 08/23/2006 | Customer Dispute | Settled | $16,047.60 | $0.00 | See FINRA Report |
| Jerry Don Coats | 1172100 | 2 | 07/27/2006 | Customer Dispute | Settled | $7,888.00 | $0.00 | See FINRA Report |