Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Allan Wilcox | 4545106 | 1 | 10/24/2008 | Customer Dispute | Settled | $7,987.16 | $0.00 | See FINRA Report |
| Daryl Robert Ellis | 2598160 | 1 | 10/08/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Holmes Herlong | 2383728 | 1 | 09/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Domenico Vito Nuzzi | 1574292 | 3 | 09/11/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 08/19/2008 | Customer Dispute | Settled | $24,595.90 | $0.00 | See FINRA Report |
| Scott Paul MacDonald | 2994054 | 5 | 06/24/2008 | Customer Dispute | Settled | $8,031.82 | $0.00 | See FINRA Report |
| Audrey Sreshta | 2494270 | 2 | 05/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Lynn Crafton | 1839518 | 3 | 05/22/2008 | Customer Dispute | Settled | $58,000.00 | $0.00 | See FINRA Report |
| Ronald Nyle Meeker | 2021703 | 1 | 05/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gail Ann Kincannon | 1962679 | 4 | 05/02/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |