Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Kenneth Henker | 2515466 | 2 | 03/02/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Alan Petersen | 1399349 | 2 | 02/18/2009 | Customer Dispute | Settled | $235,000.00 | $0.00 | See FINRA Report |
| Mark Perry Kissinger | 4546631 | 1 | 02/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Norman Janis | 5137100 | 2 | 01/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J O Brien | 1660069 | 4 | 01/20/2009 | Customer Dispute | Settled | $18,635.00 | $0.00 | See FINRA Report |
| John Junius Chaisson | 3145799 | 4 | 12/18/2008 | Customer Dispute | Settled | $12,889.70 | $0.00 | See FINRA Report |
| Walt O Willoughby | 4067189 | 3 | 11/24/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Per Antonsen | 4675304 | 1 | 11/17/2008 | Customer Dispute | Settled | $17,592.80 | $0.00 | See FINRA Report |
| Carol McCook Dixon | 4400846 | 3 | 11/06/2008 | Customer Dispute | Settled | $8,487.81 | $0.00 | See FINRA Report |
| Scott Blaine Garland | 2994075 | 1 | 10/28/2008 | Customer Dispute | Settled | $6,438.67 | $0.00 | See FINRA Report |