Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rameshbhai C Patel | 4984649 | 1 | 07/14/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donna Jean Bourdon | 1736337 | 1 | 07/01/2009 | Customer Dispute | Settled | $10,225.10 | $0.00 | See FINRA Report |
| Linda Jean Remington | 1569180 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J O Brien | 1660069 | 4 | 06/08/2009 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Ken Majid Nooshi | 2539099 | 3 | 06/05/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul James Haye | 1084752 | 1 | 05/05/2009 | Customer Dispute | Settled | $25,333.50 | $0.00 | See FINRA Report |
| Peter J Thompson | 5134436 | 2 | 04/14/2009 | Customer Dispute | Settled | $42,557.10 | $0.00 | See FINRA Report |
| Gary L Myers | 4608155 | 1 | 04/06/2009 | Customer Dispute | Settled | $7,712.00 | $0.00 | See FINRA Report |
| Joseph Henry Thibaut | 3275869 | 1 | 03/30/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Timothy Collins Fitzgerald | 1365789 | 3 | 03/18/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |