Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Ann Decker | 4901228 | 1 | 02/05/2010 | Customer Dispute | Settled | $5,553.50 | $0.00 | See FINRA Report |
| Jeffrey Richard Knight | 1241471 | 3 | 02/02/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Steve Gentile | 1883030 | 1 | 01/25/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Raymond Gernigin | 1098476 | 8 | 12/18/2009 | Customer Dispute | Settled | $8,724.00 | $0.00 | See FINRA Report |
| John Stiner Ingram | 1114634 | 1 | 11/06/2009 | Customer Dispute | Settled | $20,271.60 | $0.00 | See FINRA Report |
| David L Ediger | 2597209 | 4 | 09/28/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| John A Christopher | 4470775 | 1 | 09/25/2009 | Customer Dispute | Settled | $70,258.90 | $0.00 | See FINRA Report |
| Mary Linderman Stockton | 2896729 | 2 | 09/02/2009 | Customer Dispute | Settled | $14,000.00 | $0.00 | See FINRA Report |
| Becky V Barry | 2823713 | 2 | 08/06/2009 | Customer Dispute | Settled | $10,667.30 | $0.00 | See FINRA Report |
| Scott Adam Weitz | 2161476 | 1 | 07/24/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |