Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John A Savini | 6337820 | 1 | 04/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Walter Lee Collins | 5856525 | 1 | 04/18/2023 | Customer Dispute | Settled | $12,488.90 | $0.00 | See FINRA Report |
| Christopher John McCarthy | 1956074 | 2 | 03/28/2023 | Customer Dispute | Settled | $5,421.28 | $0.00 | See FINRA Report |
| Chuling Hsiao | 2994866 | 1 | 02/22/2023 | Customer Dispute | Settled | $56,496.30 | $0.00 | See FINRA Report |
| John Donald Fronckowiak | 5734805 | 1 | 01/09/2023 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Aldric Y Johnson | 5628445 | 1 | 12/16/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Micheline E Yacoub | 5900980 | 1 | 12/14/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Margarita M Flores | 2440637 | 1 | 11/28/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Adam David Herzing | 5448024 | 2 | 11/02/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore N Hawrylak | 2141157 | 9 | 10/25/2022 | Customer Dispute | Settled | $5,896.32 | $0.00 | See FINRA Report |