Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linwood Joseph Broussard | 1203093 | 2 | 11/24/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Dale Eugene Sales | 2966905 | 2 | 11/17/2010 | Customer Dispute | Settled | $19,498.30 | $0.00 | See FINRA Report |
| Gregory R Mason | 5285678 | 1 | 11/03/2010 | Customer Dispute | Settled | $6,257.46 | $0.00 | See FINRA Report |
| Daniel Thomas Maher | 2988295 | 2 | 10/07/2010 | Customer Dispute | Settled | $1,200.00 | $0.00 | See FINRA Report |
| Jeran Boyd Artery | 2533459 | 2 | 09/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Don Allen Damron | 5096579 | 1 | 08/10/2010 | Customer Dispute | Settled | $6,817.29 | $0.00 | See FINRA Report |
| Melvin Marion Adams | 1161736 | 2 | 07/20/2010 | Customer Dispute | Settled | $5,252.55 | $0.00 | See FINRA Report |
| William Basil Mangano | 1156046 | 2 | 06/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Edward Duck | 1401983 | 1 | 05/21/2010 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Mark Allen Noack | 2562400 | 1 | 04/09/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |