Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Ann Bobbin Wilkinson | 2191617 | 4 | 07/12/2011 | Customer Dispute | Settled | $32,400.00 | $0.00 | See FINRA Report |
| Paul Alan Petersen | 1399349 | 2 | 06/13/2011 | Customer Dispute | Settled | $7,583.08 | $0.00 | See FINRA Report |
| David Scott Hakko | 1891796 | 2 | 05/12/2011 | Customer Dispute | Settled | $8,400.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Greene | 1378984 | 1 | 05/09/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Iris C Kozak | 4484999 | 1 | 03/07/2011 | Customer Dispute | Settled | $9,655.27 | $0.00 | See FINRA Report |
| Bryan Donald Wulz | 1308247 | 1 | 02/11/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alison Joy Flaum | 2951500 | 3 | 02/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Richard Knight | 1241471 | 3 | 01/19/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Paul Stark | 2310424 | 3 | 01/19/2011 | Customer Dispute | Settled | $11,595.30 | $0.00 | See FINRA Report |
| Douglas MacK Farris | 2973692 | 4 | 12/21/2010 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |