Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marlyn Leroy McClain | 325415 | 4 | 09/29/2011 | Customer Dispute | Settled | $83,242.00 | $0.00 | See FINRA Report |
| John Kimbrough Taylor | 2024919 | 1 | 09/28/2011 | Customer Dispute | Settled | $15,638.20 | $0.00 | See FINRA Report |
| Fereidoun Fatemi | 2145699 | 2 | 09/28/2011 | Customer Dispute | Settled | $8,210.15 | $0.00 | See FINRA Report |
| Terry Paul Melancon | 1961780 | 1 | 09/10/2011 | Customer Dispute | Settled | $100,276.00 | $0.00 | See FINRA Report |
| Jeffrey Andrew Czerwinski | 2069288 | 2 | 08/29/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Tema Lurie Steele | 1208684 | 3 | 08/26/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Grover Vance Hinebaugh | 848325 | 6 | 08/01/2011 | Customer Dispute | Settled | $119,062.00 | $0.00 | See FINRA Report |
| Kirk Gordon Quaschnick | 2260022 | 1 | 07/15/2011 | Customer Dispute | Settled | $11,474.30 | $0.00 | See FINRA Report |
| Carol McCook Dixon | 4400846 | 3 | 07/14/2011 | Customer Dispute | Settled | $37,859.90 | $0.00 | See FINRA Report |
| Kevin S Martin | 5626051 | 1 | 07/12/2011 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |