Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Norman A Chipman | 4387546 | 1 | 01/30/2013 | Customer Dispute | Settled | $8,862.53 | $0.00 | See FINRA Report |
| Eric J Brisebois | 4160820 | 4 | 12/07/2012 | Customer Dispute | Settled | $24,904.20 | $0.00 | See FINRA Report |
| Steven M Somers | 4023896 | 1 | 11/20/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Robert Neville | 346822 | 2 | 10/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eugene Michael Gillmor | 4559439 | 2 | 10/05/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory P Flotard | 4636068 | 1 | 08/28/2012 | Customer Dispute | Settled | $23,400.10 | $0.00 | See FINRA Report |
| Robert Paul Ducato | 1156455 | 3 | 08/01/2012 | Customer Dispute | Settled | $6,069.70 | $0.00 | See FINRA Report |
| Kristopher D Vanesko | 5629128 | 2 | 07/13/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Hinckley Nebeker | 4884401 | 1 | 07/10/2012 | Customer Dispute | Settled | $9,683.19 | $0.00 | See FINRA Report |
| Kenneth Richard Bakula | 1016897 | 3 | 06/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |