Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Piero Veturio Silvestri | 1445714 | 1 | 03/04/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc I Rosenthal | 4379930 | 2 | 02/10/2014 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Kermit Roosevelt Griner | 1070425 | 9 | 02/06/2014 | Customer Dispute | Settled | $5,507.64 | $0.00 | See FINRA Report |
| Walt O Willoughby | 4067189 | 3 | 12/09/2013 | Customer Dispute | Settled | $12,274.00 | $0.00 | See FINRA Report |
| Clint Graham Cornette | 2538430 | 2 | 11/05/2013 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Faith L Sigler | 4614699 | 1 | 10/15/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Becky V Barry | 2823713 | 2 | 10/09/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Thomas Damon | 4501030 | 4 | 09/27/2013 | Customer Dispute | Settled | $20,240.60 | $0.00 | See FINRA Report |
| Robert M Jensen | 4509601 | 1 | 09/12/2013 | Customer Dispute | Settled | $6,400.00 | $0.00 | See FINRA Report |
| David Paul Oppel | 1352687 | 1 | 08/14/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |