Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oliver Reeves | 5873778 | 1 | 10/24/2014 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| Grover Vance Hinebaugh | 848325 | 6 | 09/30/2014 | Customer Dispute | Settled | $67,466.40 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 09/12/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Karl Johnson | 4710517 | 1 | 06/25/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brendan Geggatt | 5864724 | 1 | 06/24/2014 | Customer Dispute | Settled | $10,635.00 | $0.00 | See FINRA Report |
| Kevin Ronald Johnson | 1139489 | 4 | 06/12/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| David Neal Yonks | 1406383 | 1 | 04/18/2014 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Harris Eliot Kagan | 1439997 | 1 | 04/14/2014 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Angelantonio Freda | 4896679 | 2 | 03/18/2014 | Customer Dispute | Settled | $168,000.00 | $0.00 | See FINRA Report |
| Gary Allen Erickson | 1840712 | 2 | 03/13/2014 | Customer Dispute | Settled | $23,296.80 | $0.00 | See FINRA Report |