Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronnie Lynn Cochran | 2104444 | 3 | 04/10/2015 | Customer Dispute | Settled | $14,148.80 | $0.00 | See FINRA Report |
| Christopher Jacoby | 4467247 | 2 | 04/06/2015 | Customer Dispute | Settled | $9,040.00 | $0.00 | See FINRA Report |
| Keisun Na | 2595914 | 1 | 03/17/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John McCarthy | 1956074 | 2 | 02/24/2015 | Customer Dispute | Settled | $7,046.34 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 02/06/2015 | Customer Dispute | Settled | $127,912.00 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 01/20/2015 | Customer Dispute | Settled | $36,200.70 | $0.00 | See FINRA Report |
| Scott Matthew Russo | 1362211 | 1 | 01/18/2015 | Customer Dispute | Settled | $40,378.90 | $0.00 | See FINRA Report |
| Michael Thomas Polito | 5433956 | 1 | 12/22/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Kumi Gyan | 1963850 | 2 | 12/03/2014 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Gregory S Ayers | 5638273 | 1 | 11/20/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |