Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Anctil | 5916576 | 1 | 08/18/2015 | Customer Dispute | Settled | $7,551.93 | $0.00 | See FINRA Report |
| Kevin Ronald Johnson | 1139489 | 4 | 06/23/2015 | Customer Dispute | Settled | $19,591.00 | $0.00 | See FINRA Report |
| Mark D Wiggins | 4460867 | 1 | 06/01/2015 | Customer Dispute | Settled | $22,013.00 | $0.00 | See FINRA Report |
| Jacqueline C Otto | 4291995 | 2 | 05/26/2015 | Customer Dispute | Settled | $61,662.40 | $0.00 | See FINRA Report |
| Sean Aaron Andersen | 5807487 | 1 | 05/19/2015 | Customer Dispute | Settled | $7,941.00 | $0.00 | See FINRA Report |
| Anthony Wayne Conner | 2205678 | 1 | 05/19/2015 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Carlos Tamez | 2896730 | 1 | 05/19/2015 | Customer Dispute | Settled | $15,542.00 | $0.00 | See FINRA Report |
| Ronald Frederick Walker | 811665 | 5 | 05/11/2015 | Customer Dispute | Settled | $18,831.10 | $0.00 | See FINRA Report |
| David Scott Hakko | 1891796 | 2 | 05/08/2015 | Customer Dispute | Settled | $5,224.53 | $0.00 | See FINRA Report |
| Owen Chesterfield Edwards | 1387782 | 2 | 04/22/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |