Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Bing Yin | 5835533 | 1 | 12/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas Nolan Pendleton | 5350768 | 2 | 12/08/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Young Sam Park | 6251694 | 1 | 11/16/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Edward Thompson | 5766566 | 1 | 10/09/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony James Taylor | 3084444 | 1 | 09/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marco Diflorio | 5643853 | 1 | 09/19/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brandon Michael Kohnen | 5857321 | 1 | 08/03/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronnie Lynn Cochran | 2104444 | 3 | 07/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Glenda Christine Greenhalgh | 5733515 | 1 | 06/22/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sanjeev Segan | 5457378 | 2 | 04/24/2023 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |