Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barbara Ann Bobbin Wilkinson | 2191617 | 4 | 03/16/2016 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Lee Anthony Carroll | 5392020 | 1 | 03/11/2016 | Customer Dispute | Settled | $12,172.20 | $0.00 | See FINRA Report |
| Dmitriy Khalilov | 4741295 | 2 | 03/10/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ana Claudia Johnson | 6222853 | 1 | 03/02/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark John Pratt | 1345655 | 1 | 02/25/2016 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Terry K Urich | 2498568 | 2 | 02/22/2016 | Customer Dispute | Settled | $13,988.00 | $0.00 | See FINRA Report |
| C Scott Rassler | 838660 | 1 | 02/19/2016 | Customer Dispute | Settled | $2,300,000.00 | $0.00 | See FINRA Report |
| David L Ediger | 2597209 | 4 | 02/19/2016 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| William Andrew Doran | 5783967 | 2 | 01/11/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Samuel Louis Hebert | 2679181 | 7 | 01/11/2016 | Customer Dispute | Settled | $8,793.80 | $0.00 | See FINRA Report |