Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alpesh Patel | 4561388 | 1 | 09/15/2017 | Customer Dispute | Settled | $2,744.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Sleeper | 2548149 | 1 | 08/28/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sherry Kay Barton | 1802881 | 1 | 06/08/2017 | Customer Dispute | Settled | $12,839.30 | $0.00 | See FINRA Report |
| William Andrew Doran | 5783967 | 2 | 06/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Lynn Crafton | 1839518 | 3 | 05/29/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Vito Gisonda | 2730740 | 1 | 05/03/2017 | Customer Dispute | Settled | $1,600,000.00 | $0.00 | See FINRA Report |
| Tatiana A Lott | 5330493 | 1 | 04/28/2017 | Customer Dispute | Settled | $5,131.00 | $0.00 | See FINRA Report |
| Stephen Thomas McCauley | 2103926 | 7 | 04/13/2017 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| William Gerald Ferrara | 2729111 | 4 | 03/06/2017 | Customer Dispute | Settled | $56,930.90 | $0.00 | See FINRA Report |
| Joseph D Allen | 4462072 | 1 | 03/06/2017 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |