Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael R Grinnon | 5415857 | 1 | 06/13/2018 | Customer Dispute | Settled | $59,767.20 | $0.00 | See FINRA Report |
| William Leo Collins | 5996572 | 2 | 06/13/2018 | Customer Dispute | Settled | $59,767.20 | $0.00 | See FINRA Report |
| Ronald Frederick Walker | 811665 | 5 | 06/13/2018 | Customer Dispute | Settled | $13,000.00 | $0.00 | See FINRA Report |
| Robin Michelle Wahby | 2107629 | 1 | 06/12/2018 | Customer Dispute | Settled | $39,460.00 | $0.00 | See FINRA Report |
| Jason P Spears | 6041003 | 1 | 06/06/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Timothy Becker | 1644361 | 1 | 05/03/2018 | Customer Dispute | Settled | $5,670.00 | $0.00 | See FINRA Report |
| David Michael Webb | 5348995 | 2 | 04/24/2018 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Marlyn Leroy McClain | 325415 | 4 | 04/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lucas C Herrington | 5832795 | 1 | 03/28/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Doyle | 4737789 | 1 | 03/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |