Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas MacK Farris | 2973692 | 4 | 03/01/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis George Poulos | 1113259 | 5 | 09/07/1983 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |