Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lewis Gimelli | 1752385 | 3 | 11/08/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Joseph Spacher | 851233 | 1 | 12/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terrance Robert Meekma | 1239466 | 3 | 10/09/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Dennis George Poulos | 1113259 | 5 | 07/18/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Appleton Hodgkiss | 2124494 | 2 | 03/20/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Theodore Alexander | 1086077 | 6 | 02/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Wayne Salisbury | 1358999 | 1 | 09/12/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Ciro Barbiero | 1414282 | 1 | 09/21/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Hartwick Roslien | 1288955 | 2 | 01/24/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Carl Franson | 2180763 | 1 | 04/29/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |