Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Kenneth Layne | 1249600 | 1 | 04/19/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Hannibal Farra | 2066130 | 1 | 09/30/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Venubabu Talasila | 6281020 | 1 | 12/09/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Edward Mahoney | 317365 | 1 | 11/14/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Wayne Thomas | 3125492 | 2 | 02/20/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank John Feola | 1072564 | 1 | 03/23/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Louis Schmidt | 2598653 | 1 | 10/02/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Theodore Robert Young | 2026394 | 2 | 06/07/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Robert Guilford | 2308983 | 1 | 03/18/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Zuckerberg | 2313753 | 3 | 03/04/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |